USA v. Zachary Williams

Circuit 3Jun 30, 2026

Split Score

SplitScore: 81/100

Case Summary

Disposition

Affirmed

The Third Circuit affirmed Zachary Williams’s convictions and life sentence for child-sex and child-pornography offenses. The court held that although the district judge misstated the maximum penalty on one count during two Faretta hearings, Williams’s waivers of counsel were still knowing and voluntary, and the challenged evidence was properly admitted.

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Circuit Split Identified

Legal Issue

Whether, in determining if a criminal defendant has knowingly and intelligently waived the Sixth-Amendment right to counsel under Faretta, an appellate court may consider the entire record of the case or must confine itself to the trial court’s on-the-record Faretta (Peppers) colloquy.

Circuit Positions

Circuit 1Circuit 2Circuit 4Circuit 5Circuit 6Circuit 7Circuit 8Circuit 9Circuit 10Circuit 11

Whole-record approach: courts may examine the entire record, not just the Faretta colloquy, to decide if a waiver of counsel was knowing and intelligent.

Circuit 3(this circuit)

Colloquy-focused approach: validity of the waiver is assessed almost exclusively on the Faretta/Peppers colloquy transcript, with whole-record review allowed only when the request appears to be made for an improper purpose.

Conflict Summary

The Third Circuit holds that review is generally limited to the Faretta colloquy transcript, permitting consultation of the broader record only when the defendant’s request to proceed pro se appears to be an improper delaying tactic. Every other circuit to address the issue applies a whole-record approach in all cases, looking beyond the colloquy to any part of the record that illuminates the defendant’s understanding.

Parties & Counsel

Parties

Appellant:Zachary Williams
Appellee:United States of America

Legal Counsel

Appellant:Mark W. Catanzaro
Appellee:Mark E. Coyne; Richard J. Ramsay (U.S. Attorney’s Office)